25 Sep, 2023 SEC collects Wall Street's private messages as WhatsApp probe escalates By Jaclyn Grodin Reuters The U.S. securities regulator has collected thousands of staff messages from more than a dozen major investment companies,...
11 Oct, 2022 Claims of Spoliation Raised in Private Litigation Arising from SEC, CFTC $1.8B Settlement with Banks for Recordkeeping Failures By Jaclyn Grodin On September 27, 2022, 11 banks reached a $1.8 billion settlement with the SEC and CFTC after admitting that the banks failed to properly...