08 Feb, 2024 SCOTUS Issues Decision with Significant Implications for Future Whistleblower Cases By Carla Reeves On February 8, 2024, the United States Supreme Court issued an opinion in Murray v. UBS Securities, LLC, 601 U.S. ___(2024), a case...
19 Dec, 2023 SEC Brings Enforcement Actions to Remedy Improper Contractual Limitations on Whistleblower Activities By Jaclyn Grodin Carla Reeves Erek Sharp The U.S. Securities and Exchange Commission (“SEC” or “Commission”) in recent months has settled a number of actions targeting employment...
17 Oct, 2023 Need to Know: SEC’s New Private Fund Rules By Jaclyn Grodin David Coombs To view a PDF of the below information, please click here. The Securities and Exchange Commission (“SEC”) recently adopted sweeping new...